Important Disclosures

Armory Capital Group, LLC / Asset Management

Past performance is not indicative of future results. Therefore, it should not be assumed that any specific investment or investment strategy made reference to directly or indirectly by Armory Capital Group, LLC in its website, or indirectly via a link to an unaffiliated third party website, will be profitable.

Armory Capital Group, LLC nor any of its affiliates are responsible for the content presented on third party websites. The content on this website is for information purposes only and does not constitute an offer to sell or the solicitation of an offer to buy either shares or interests in any funds, nor should such content be construed as a recommendation of any investment services referenced herein. An offer or solicitation will be made only by means of a confidential information memorandum and subscription agreement to a particular fund, only in jurisdictions in which such an offer, solicitation or sale would lawful, and only to qualified purchasers who meet the suitability and qualification requirements for such fund.

This site may contain forward-looking statements relating to the objectives, opportunities, and the future performance of the U.S. market generally. Forward-looking statements may be identified by the use of such words as; “believe,” “expect,” “anticipate,” “should,” “planned,” “estimated,” “potential” and other similar terms. Examples of forward-looking statements include, but are not limited to, estimates with respect to financial condition, results of operations, and success or lack of success of any particular investment strategy. All are subject to various factors, including, but not limited to general and local economic conditions, changing levels of competition within certain industries and markets, changes in interest rates, changes in legislation or regulation, and other economic, competitive, governmental, regulatory and technological factors affecting a portfolio’s operations that could cause actual results to differ materially from projected results. Such statements are forward-looking in nature and involve a number of known and unknown risks, uncertainties and other factors, and accordingly, actual results may differ materially from those reflected or contemplated in such forward-looking statements. Neither Armory, nor any of its affiliates or principals nor any other individual or entity assumes any obligation to update any forward-looking statements as a result of new information, subsequent events or any other circumstances. All statements made herein speak only as of the date that they were made.

Investments in private funds are speculative, have limited liquidity, and involve a high degree of risk. There can be no assurance that any private fund’s investment objectives will be achieved and investment results may vary substantially over time. Investments in private funds are not intended to be a complete investment program for any investor. Investors in private funds are intended for sophisticated investors who are able to understand the risks involved and can bear the economic risk of loss in their investments.

The information provided on this website is for informational purposes only and does not constitute investment advice or analysis, or a recommendation, or an offer to sell (or solicitation of an offer to buy) securities in the United States.

Nothing provided on this site constitutes tax advice. Individuals should seek the advice of their own tax advisor for specific information regarding tax consequences of investments. Investments in securities entail risk and are not suitable or all investors.

Armory Capital Group, LLC is registered with the Securities and Exchange Commission (“SEC”). Registration as an investment adviser does not imply any specific level of skill or training and does not constitute an endorsement of the firm by the SEC.  More information about the adviser including its investment strategies and objectives can be found in its ADV Part 2, which is available upon request.

Armory Securities, LLC / Investment Banking

Business Continuity Plan
Armory Securities, LLC (the “Company”) plans to quickly recover and resume business operations after a significant business disruption (SBD) and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our company’s business continuity plan (BCP) is designed to permit us to resume operations as quickly as possible, given the scope and severity of the SBD.

The BCP addresses data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business. The product issuer maintains all records related to your investments and account holdings and backs up important records in accordance with their business continuity plan. For more information on their contingency plan, please contact the issuer directly at the telephone number provided on your offering documents.

Significant Business Disruptions: The Company’s plan takes into account two kinds Significant Business Disruptions, internal and external. Internal SBDs affect only the Company’s ability to communicate and do business, such as a fire or loss electrical power in the office or building.

External SBDs prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a natural disaster, or another event that causes a wide-scale, regional disruption in essential services.

Internal SBDs: In the event of a disruption in the Company’s business operations due an internal SBD, the Company will attempt to continue to conduct business as usual by utilizing alternative communication methods (if available), such as the Internet, cell phones, etc., or by moving its operations to an alternative location. If personnel or operations must be moved to an alternate location, the Company anticipates that it will resume regular operations within 2-4 hours.

External SBDs: In the event of a disruption in the Company’s business operations due to an external SBD, the Company will attempt to continue to conduct business as usual by moving its operations to an alternative location outside the affected area, if possible, or by providing customers with alternative communication arrangements, as indicated below, to conduct business or to access their funds and securities. The Company will attempt to resume business within 24-48 hours and to keep its customers informed regarding relevant events to the best of its ability based on the circumstances. In all cases, the Company will resume normal business operations as soon as it is able to do so, based on the type and the extent of the disrupting event. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.

Communications: In the event you are unable to reach the Company at our main number, please proceed as follows:

  1. Contact the Company at the following alternate telephone number: (310) 643-9100.
  2. Contact the private placement issuer directly at the number listed on applicable offering documents.
  3. Access product issuer website for more information on contacting this entity and their business continuity plans. The website address can generally be found on your offering documents.
  4. Contact FINRA’s District office at the following telephone number for more information on the Company’s status and additional instructions: District 2 – Los Angeles 300 South Grand Avenue, Suite 1600, Los Angeles, CA 90071-3126, Tel: (213) 229-2300, Fax: (213) 617-3299

Contact information: Any questions regarding the Company’s Business Continuity Plans should be addressed to: Eben Perison, 1230 Rosecrans Avenue, Manhattan Beach, CA 90266, Tel: (310) 220-6400